IFSC, GIFT CITY

Regulatory disclosures.

Particulars published by Equitree Capital Assets Managers IFSC LLP for its fund management activities in the International Financial Services Centre, under the IFSCA (Fund Management) Regulations, 2025.

Fund Management Entity

Registered name

Equitree Capital Assets Managers IFSC LLP

Scheme managed from the IFSC

Name

Equitree Emerging Opportunities Fund

Key managerial personnel

Principal Officer

Pawan Bankatlal Bharadia

Compliance Officer

Vivek Kumar Tiwari

Both officers are contactable at the registered office, telephone and email set out above.

Regulatory and enforcement action

Preceding three years

No disciplinary or enforcement action has been taken against the Fund Management Entity or its key managerial personnel in relation to its operations in the IFSC, and no administrative warning or deficiency letter has been issued.

Service providers

Trustee

Axis Trustee Services Limited (IFSC Branch)Unit No. 533, 5th Floor, Hiranandani Signature, 13-B-Zone-1, GIFT SEZ, GIFT City, Gandhinagar 382355, Gujarat, India.[email protected]

Custodian

Nuvama Custodial Services LimitedSEBI registration IN/CUS/027801–804, Wing A, Building No. 3, Inspire BKC, G Block, Bandra Kurla Complex, Bandra East, Mumbai 400051, India.

Fund Administrator

Apex Fincorp LLP7th Floor, Tower A, Panchshil Business Park, 78–85, Village Lohegaon, Viman Nagar, Pune 411014, India.

Statutory Auditor

M N S S & Associates1007–1012, 10th Floor, Tower A, Ratnaakar Nine Square, Opp. Keshavbaug Party Plot, Vastrapur, Ahmedabad 380015, India.

Investor grievance redressal

Submit a complaint

[email protected]

Redressal Officer

Sparsh KabraDirector[email protected]

Appellate Officer

Sparsh KabraDirector[email protected]

Acknowledgement

The Complaint Redressal Officer acknowledges acceptance of a complaint in writing within 3 working days of receipt, or rejects it within 5 working days with reasons.

Resolution

Complaints are disposed of preferably within 15 days, and ordinarily no later than 30 days, of acceptance.

Appeal

An investor who is not satisfied with the outcome may appeal to the Complaint Redressal Appellate Officer within 21 days of the decision. The appeal is disposed of within 30 days.

Escalation to IFSCA

Where the FME’s appellate mechanism has been exhausted, a complaint may be filed with IFSCA within 21 days of the FME’s decision.[email protected]

Status of investor complaints

Quarter	Pending at start	Received	Disposed of	Pending at end
Q1 FY 2026-27 (1 April to 30 June 2026)	0	0	0	0

No investor complaints have been received since the Fund commenced operations. This statement is reviewed and updated quarterly.

Registration with the International Financial Services Centres Authority does not imply approval or endorsement by the Authority of the Fund Management Entity, of any scheme, or of the financial soundness or performance thereof. Filing of the placement memorandum with the Authority is for the purpose of record only.

Information last updated 27 August 2026.